The Fourth Step Inventory form provides a structured framework for individuals, particularly those in recovery through Alcoholics Anonymous, to carry out a moral self-examination. Developed with guidance from the Big Book, it assists users in identifying and understanding their character defects alongside their strengths. For those seeking to delve deeper into their personal growth and recovery, completing the Fourth Step Inventory can be a vital step forward.
To embark on this transformative journey of self-discovery, consider filling out the form by clicking the button below.
The Fourth Step Inventory form, as inspired by the principles laid down in Alcoholics Anonymous (AA), presents a structured approach towards self-assessment and introspection. Rooted in the guidance from AA's foundational texts, notably pages 63-71 of the Big Book, this tool aids individuals in examining both their defects and strengths through a detailed checklist. While the form and its instructions underscore the importance of honesty and fairness in self-evaluation, it stresses not to dwell excessively on flaws to the detriment of recognizing personal assets. It clarifies that the inventory focuses on the present self, distinct from past selves influenced by substances. Importantly, it introduces a practical method to identify and prioritize issues - suggesting a focus on the most critical flaws that impact life significantly. The worksheets, while not officially endorsed by AA, have circulated among its members for decades, emphasizing their utility and significance in the recovery journey. The form also encourages discussions around these characteristics, aiming to facilitate personal growth and improvement beyond mere acknowledgment of flaws.
FOURTH STEP INVENTORY
These Fourth Step worksheets use the wording from Alcoholics Anonymous (the Big Book) pages 63-71. Text in italics is quoted from the Big Book. When the word “optional” is used in the worksheets, it means that the Big Book suggests doing this but does not suggest writing anything down. However, many people who have used these worksheets found it helpful to write down their flaws and their specific defects.
Remember, these worksheets are meant to be helpful, but do not feel restricted by them.
You can get the latest version of these worksheets and other AA materials at www.royy.com.
These worksheets are not officially produced or approved by Alcoholics Anonymous. They have been circulating unofficially
among AA members for at least 50 years in various versions. Their origin is unknown to the producer of this version.
hR 1/1/2005
HELPFUL HINTS
PREPARATION: before you start this written Fourth Step, read pages 63-71 in the Big Book and the Fourth Step in the Twelve Steps and Twelve Traditions.
NOTE:
1.This inventory is not an exercise in beating yourself up. Be scrupulously honest but be fair to yourself. Inventory your strengths as well as your defects.
2.The following checklist merely suggests what some people consider flaws. You must decide how they fit with your own moral code. Do not be limited by this list--add your other flaws and assets. It is in this Fourth Step that you begin to discover your values– what you consider right and wrong,
functional and dysfunctional behavior–and how you live up to your standards.
3.This inventory is about who you are now, not who you were when you were drinking and taking drugs. Be careful, however, not to blame all past bad behavior on drinking and drugs if the seed of that bad behavior still exists in you.
4.Don't be discouraged when your character defects are not immediately lifted after you
have completed your 5th Step--that is the work of the 6th, 7th and 10th Steps.
5.Prioritize! Spend most of your time on
the 20% of your flaws that cause 80% of the trouble in your life. You can initially check off as many flaws as you want on the checklist but then prioritize to the 12 that cause the most trouble. If you list more
than 12 flaws, you are probably beating yourself up! You must check at lease twice as many assets as you check flaws or you really are beating yourself up.
INTO ACTION: On the following list, check all of your defects and all of your assets. This is an inventory of both bad and good characteristics. Then discuss your defects (with your best example of each) on the Review of Flaws form.
ROYY@ROYY.COM
Glossary of Words Used in Steps Four and Five
Moral Inventory
..A list of personality defects, violations of moral
principles, defects in character, maladjustments,
and dysfunctional behavior.
Character
Moral vigor or firmness, especially as acquired
through self-discipline.
Defect
Lack of something necessary for completeness; flaw;
weakness, fault; same as Shortcoming.
Dishonest
The act or practice of telling a lie, or of cheating,
deceiving, stealing, etc.
Exact
Precise, detailed.
Fault
Something done wrongly, an error or mistake.
Fear
Painful emotion marked by alarm, dread, anxiety,
agitation, uneasiness, apprehension, etc.
Frightened
A temporary or continual state of Fear. Anxious.
Inconsiderate
Without thought or consideration of others.
Nature
The essential characteristic of a thing.
Self-centered
Occupying or concerned only with one’s own affairs
(same as Selfish).
Self-seeker
A person who seeks only or mainly to further his
own interests.
Selfish
Too much concerned with one’s own welfare or
interests and having little or no concern for others
(same as self-centered).
Shortcoming
Falling short of what is expected or required (same
as Defect).
Wrong
Immoral, improper; not suitable or appropriate.
Footnotes to the list on following page:
1Dr. Bob’s Fourth Step List; in “He Sold Himself Short,” (Alcoholics Anonymous, p. 292)
2 Seven Deadly Sins (Twelve Steps and Twelve Traditions, p. 48)
3Clarence Snyder’s Fourth Step List (one of the original 40 members of AA, see “Home Brewmeister,” Alcoholics Anonymous, pp. 297-303)
4 Boy Scout Law, Robert Binkey's The Official Boy Scout Handbook (10th edition, 1990)(so?
- 1 -
4 Character Defect
Opposite Asset 4
aggressive, belligerent
good-natured, gentle
angry2
forgiving, calm, generous
apathetic
interested, concerned, alert
apprehensive, afraid
calm, courageous
argumentative, quarrelsome
agreeable
arrogant, insolent
unassuming, humble
attacking, critical
fair, self-restrained
avoidant
faces problems and acts
blocking
honest, intuitive
boastful
modest, humble
careless1
careful, painstaking, concerned
cheating
honest
competitive (socially)
cooperative
compulsive
free
conceited1,self-important
humble, modest
contradictory, oppositional|
reasonable, agreeable
contrary, intractable, pigheaded
reasonable
controlling
lets go, esp. of other's lives
cowardly
brave 4
critical 3
non-judgmental, praising, tolerant,
cynical
open-minded
deceitful
guileless, honest
defensive
open to criticism
defiant, contemptuous
respectful
denying
honest, accepting
dependent
accepts help but is self-reliant
depressed, morose|
hopeful, optimistic, cheerful 4
dirty, poor hygiene
clean 4
dishonest3
disloyal, treacherous
faithful, loyal 4
disobedient
obedient 4
disrespectful, insolent
respectful, reverent 4
enabling
setting boundaries, tough love
envying2,3
empathetic, generous, admiring
evasive, deceitful
candid, straightforward
exaggerating
honest, realistic
faithless, disloyal
reliable, faithful
falsely modest
honest, has self-esteem
falsely prideful2,3
fantasizing, unrealistic
practical, realistic
fearful3
confidant, courageous
Checklist of Flaws and Assets
forgetful
responsible
gluttonous2, excessive
moderate
gossiping3
closed-mouth, kind, praising
greedy 2,3
moderate, generous, sharing
hateful3
forgiving, loving, concerned for others
hypersensitive
tolerant, doesn't personalize
ill-tempered1, bitchy
good-tempered, calm
impatient3
patient
impulsive, reckless|
consistent, considered actions
inconsiderate
thoughtful, considerate
indecisive, timid
firm, decisive
indifferent, apathetic, aloof
caring
inflexible, stubborn
open-minded, flexible
insecure, anxious
self-confident, secure
insincere3, hypocritical
sincere, honest
intolerant1
tolerant, understanding, patient
irresponsible, reckless
isolating, solitary
sociable, outgoing
jealous1,3
trusting, generous, admiring
judgmental
broadminded, tolerant
justifying (own actions)
honest, frank, candid
lack of purpose
purposeful
lazy, indolent
industrious, conscientious
loud
tasteful, quiet
lustful2
healthy sexuality
lying3
manipulative
candid, honest, non-controlling
masked, closed
honest, open, candid
nagging
supportive
narrow minded
open minded
obscene, crude
modest, courteous
over emotional
emotionally stable
perfectionistic
realistic goals
pessimistic|
realistic, hopeful, optimistic, trusting
possessive
generous
prejudiced
procrastinates3
disciplined, acts promptly
projecting (negative)
clear sighted, optimistic
rationalizing
candid, honest
resentful1,3,
bitter, hateful
forgiving
resisting growing
willing to grow
rude, discourteous
polite, courteous 4
sarcastic1
praising, tolerant
self-important3
self-centered
caring of others
self-destructive, self-defeating
self-fulfilling
self-hating
self-accepting, loving
self-justifying3
admitting wrongs, humble
self-pitying3
grateful, realistic, accepting
self-righteous
humble, understanding
self-seeking3
selfless, concerned for others
selfish1,3
altruistic, concerned with others
shy
outgoing
slothful (lazy)2,3
industrious, taking action
spiteful, malicious
stealing
stubborn
open-minded, willing
sullen
cheerful
superior, grandiose, pretentious
humble
superstitious
realistic, no magical thinking
suspicious
trusting
tense
calm, serene
thinking negatively3
being positive
treacherous
trustworthy
undisciplined, self-indulgent
disciplined
unfair
fair
unfriendly, hostile, bitchy
friendly4
ungrateful
thankful, grateful
unkind, mean, malicious, spiteful
kind 4
unsupportive of others
untrustworthy, unreliable, dishonest|
trustworthy 4
useless, destructive
helpful 4
vain
vindictive
violent
gentle
vulgar3
polite
wasteful
thrifty 4
willful
accepting of the inevitable
withdrawn
wordy, verbose
frank, to the point, succinct
Other dysfunctional ways of acting, feeling or thinking which cause others or me pain (specify in the following Review of Flaws).
See source footnotes on page 2.
- 2 -
Instructions for Completion
REVIEW OF FLAWS
First, we searched out the flaws in our make-up which caused our failure.
(optional)
FLAW
Give your best example of this specific flaw in your life.
1
2
3
4
5
6
7
8
9
- 3 -
10
11
12
If you must list additional flaws do so below. Do not beat yourself up.
- 4 -
RESENTMENTS
Do not be restricted by this list. It is just to help you get started. List your resentments on the next pages.
PEOPLE
In-Laws
Father
Judges
Mother
Lawyers
Boy Friends/Lovers
Life-long Friends
Brothers
Parole Officers
Sisters
Police
Sponsors
Probation Officers
Employers
School Friends
A.A. Friends
Teachers
Acquaintances
Uncles
Aunts
Wives
Best Friends
INSTITUTIONS
C.A. Friends
Authority
Childhood Friends
Bible
Clergy
Child Protection
Co-Workers
Church
Cousins
Correctional System
Creditors
Education System
Doctors
Government
Employees
Law
Girl Friends
Marriage
Husbands
Health/Mental Health System
Nationality
Philosophy
Races
Religion
Society
PRINCIPLES
Adultery
Death
God-Deity
Golden Rule
Heaven
Hell
Homophobia
Jesus Christ
Life After Death
Original Sin
Retribution
Satan
Seven Deadly Sins
Sin
Ten Commandments
MORE from your experience!
- 5 -
Step Four Resentments Checklist Column 4*
“Putting out of our minds the wrongs others had done, we resolutely looked for our own mistakes. Where had we been selfish, dishonest, self-seeking and frightened?”
SELFISH
•Not seeing others point of view, problems or needs
•Wanting things my way
•Wanting special treatment
•Wanting others to meet my needs– dependence
•Wanting what others have
•Wanting to control–dominance
•Thinking I'm better–grandiosity
•Wanting to be the best
•Thinking others are jealous
•Wanting others to be like me
•Being miserly, possessive
•Wanting more than my share
•Reacting from self loathing, self righteousness
•Too concerned about me
•Not trying to be a friend
•Wanting to look good or be liked
•Concerned only with my needs
DISHONEST
•Not seeing or admitting where I was at fault
•Having a superior attitude–thinking I'm better
•Blaming others for my problems
•Not admitting I've done the same thing
•Not expressing feelings or ideas
•Not being clear about motives
•Lying, cheating, stealing
•Hiding reality–not facing facts
•Stubbornly holding on to inaccurate beliefs
•Breaking rules
•Lying to myself
•Exaggerating, minimalizing
•Setting myself up to be “wronged”
•Expecting others to be what they are not
•Being perfectionistic
SELF SEEKING
•Manipulating others to do my will
•Putting others down internally or externally to build me up
•Engaging in character assassination
•Acting superior
•Acting to fill a void
•Engaging in gluttony or lusting at the expense of another person
•Ignoring others’ needs
•Trying to control others
•Getting revenge when I don't get what I want
•Holding a resentment
•Acting to make me feel good
FRIGHTENED (OF)
•Peoples' opinions
•Rejection, abandonment
•Loneliness
•Physical injury, abuse
•Not being able to control or change someone
•My inferiority, inadequacy
•Criticism
•Expressing ideas or feelings
•Getting trapped
•Expo sure, embarrassment
_______________
*Thanks to Anonymous in New England.
- 6 -
Complete each column top to bottom before proceeding to the next column.
Thus, for instance, fill in all the names of those you are resentful at
before filling in the column for the cause of each resentment. List real resentments, not imaginary or theoretical resentments. Is the resentment a problem for you, does it cause you pain?
Column 1 In dealing with resentments we set them on paper. We listed people, institutions or principles with whom we were angry. Column 2 We asked ourselves why we were angry.
Column 3 On our grudge list we set opposite each name our injuries. Was it our self-esteem, our security, our ambitions, our personal, or sex relations which had been interfered with?
Column 4 Referring to our list again. Putting out of our minds the wrongs others had done, we resolutely looked for our own mistakes. Where had we been selfish, dishonest, self-seeking and frightened?
Column 5 This Column is optional. List specific other defects to show your participation in the resentments.
Reading from left to right we now see the resentment (Column 1), the cause (Column 2), the part of self that had been affected (Column 3), and the exact nature of the defect within us that allowed the resentment to surface and block us off from God’s will (Columns 4 and 5).
COLUMN 1
COLUMN 2
REVIEW OF RESENTMENTS
“SELF”
COLUMN 3
COL. 4
COLUMN 5
Affects My
My
Specific
Own
Defects
Mistakes
I’m RESENTFUL at:
The Cause:
-7-
The Cause
If you must list additional resentments do so below.
- 8 -
FEARS
Do not be restricted by this list. It is just to help you get started. List your fears on the next pages
abandonment
flying
needing anyone
aging
fourth & fifth steps
not being good enough
anger
future, the
not being happy
authority figures
getting fat or thin
not being liked
being alone
God
not being perfect
being deceived
going home
people (specify who)
being found out
going out on a “whim”
police, the
being myself
having children
poverty
change
homelessness
procrastination
compliments
homosexuality
rape
confrontation
honesty
rejection
creditors
humiliation
relationships
death
hurting others
resentments, my
denial, my
I’m a fraud and others will find out
responsibility
disapproval
incarceration
risks
disease
intimacy
saying that I can’t do something
divorce
IRS, the
sex
embarrassment
letting go
sponsor, my
employment
living
success
facing myself
loneliness
unemployment
failure
losing hope
unknown, the
fear
love
violence
feelings
mediocrity
work
financial insecurity
money
Search your own experience for other fears..
-9-
When embarking on the journey to fill out the Fourth Step Inventory form, it's important to approach it with a mindset of honesty and self-reflection. These worksheets are a tool designed to aid personal growth and understanding by identifying both strengths and weaknesses. It's an opportunity to inventory your character, recognizing your values and how they align with your behaviors. Remember, the goal is not self-criticism but self-awareness. Below are steps designed to guide you through the process of filling out the form thoroughly and thoughtfully.
After completing the Fourth Step Inventory, the journey of self-improvement continues. The insights gained provide a foundation for steps six, seven, and ten, where further work on these character defects and strengths occurs. It's a process of continuous growth and self-reflection, contributing to a journey of recovery and personal development. Be patient and kind to yourself as you navigate these steps. It's about progress, not perfection.
What is the Fourth Step Inventory form?
The Fourth Step Inventory form is a tool derived from the principles of Alcoholics Anonymous (AA), specifically designed to help individuals conduct a self-assessment. It uses guidelines found in the "Big Book" of AA, between pages 63-71, to assist users in examining their moral and behavioral qualities—both positive and negative. This form is structured to encourage honesty and self-awareness by listing various character defects and assets. Although not officially produced or endorsed by AA, it has been informally circulated among its members for decades, proving beneficial for many on their journey to recovery.
How should one prepare to use the Fourth Step Inventory form?
Preparation for using the Fourth Step Inventory form involves several recommended steps. Firstly, individuals should read the relevant sections of the AA Big Book, pages 63-71, along with the Fourth Step in the Twelve Steps and Twelve Traditions. It's crucial to approach the inventory with a mindset focused on honesty without descending into self-criticism. Recognizing both strengths and flaws is important. Users are encouraged to reflect on their current selves, rather than focusing exclusively on past behaviors influenced by substances. The goal is to foster self-awareness and understanding, laying a foundation for personal growth.
Can you customize the Fourth Step Inventory form?
Yes, customization is not only possible but encouraged with the Fourth Step Inventory form. The form comes with a checklist of character flaws and assets, rooted in various frameworks including Dr. Bob’s Fourth Step List and the Seven Deadly Sins from the Twelve Steps and Twelve Traditions, among others. Users are urged not to limit themselves to this list and to add any other personal flaws and assets they identify with. This process is deeply personal and subjective, aimed at helping individuals discover their values, assess their behaviors against these values, and understand areas of their lives that may benefit from change or improvement.
What should be done after completing the Fourth Step Inventory?
After completing the Fourth Step Inventory, the journey of self-improvement continues into subsequent steps, notably the 5th, 6th, 7th, and 10th Steps of the AA program. It’s vital to understand that identifying character defects is just the beginning. Discussing these defects, which is part of the 5th Step, helps in sharing the burden and starting the healing process. The later steps focus on seeking improvement and making amends, indicating that recovery and self-improvement are ongoing processes. Patience and perseverance become key, as immediate changes may not be evident, but gradual progress leads to substantial personal growth.
People who embark on completing the Fourth Step Inventory often make a range of mistakes that can hinder their journey toward self-improvement and recovery. Recognizing these mistakes early on can transform the experience into one of constructive self-discovery and personal growth. Here are eight common errors:
Skipping the preparatory reading: It’s crucial to read pages 63-71 in the Big Book and the Fourth Step in the Twelve Steps and Twelve Traditions to fully understand the context and the purpose of this inventory.
Not being honest: The effectiveness of this inventory lies in the ability to be scrupulously honest with oneself, acknowledging both strengths and defects without bias.
Listing flaws only: This leads to a skewed self-assessment. The inventory calls for acknowledging both positive and negative character traits to give a balanced view.
Sticking rigidly to the checklist: While the provided list is a helpful start, it is important to add any other personal flaws and assets that are not included but are relevant to one’s own life.
Ignoring current behavior: There's often a mistake in focusing solely on past behaviors linked to drinking or drug use. It's crucial to assess who you are today, including behaviors not directly related to substance use.
Expecting immediate change: Completing the Fifth Step does not instantly eradicate character defects. Patience and ongoing work through subsequent steps are necessary for true change.
Over-emphasizing flaws: Spending too much time on every single flaw can be counterproductive. Prioritizing the most impactful ones allows for more focused and effective personal growth.
Not balancing flaws with assets: It’s suggested to identify at least twice as many positive traits as negative ones to maintain a balanced and fair perspective of oneself.
By approaching the Fourth Step Inventory with a thoughtful, balanced mindset, individuals can gain deep insights into their personal values and the behaviors that align or misalign with those values. This meticulous process of self-evaluation is a cornerstone for lasting recovery and personal development.
When working through the Fourth Step Inventory, individuals are guided on a path of self-discovery and reflection, aiming to identify both their strengths and weaknesses. This profound journey often requires the support of various other forms, and documents to provide a comprehensive structure and aid in the recovery process. Here is a list of other forms and documents frequently used alongside the Fourth Step Inventory form:
Each document serves as a step towards healing, offering structure and guidance through the intricate process of self-examination and improvement. They are designed not just to confront but to celebrate growth, facilitate healing, and foster a deeper understanding and acceptance of oneself. While the journey through these steps might be challenging, the documentation and reflection they encourage are vital components of a sustainable recovery.
The Fourth Step Inventory form is akin to a Personal Development Plan, which outlines strengths, weaknesses, and areas for improvement. Both guides encourage individuals to reflect on their personal traits, identify areas requiring growth, and set intentions for personal development.
Similar to a SWOT Analysis used in business settings, this inventory encourages introspection on strengths (assets) and weaknesses (character defects). SWOT analyses help businesses plan strategies by considering internal and external factors, much like how the Fourth Step Inventory guides individuals through an assessment of their inner challenges and virtues.
It resembles a Behavioral Therapy Worksheet often used in cognitive behavioral therapy. These worksheets help individuals recognize and modify dysfunctional behaviors and thoughts. The inventory’s focus on identifying and addressing character defects and assets parallels this approach.
Like a Journaling Exercise for self-discovery, the inventory provides a structured format for writing down thoughts and reflections on personal behavior and attitudes. Journaling exercises often encourage a deep dive into personal experiences and feelings, facilitating a better understanding of oneself.
This form is akin to a Moral Inventory Checklist that might be found in various ethical or spiritual programs aiming for moral improvement, self-assessment, and personal growth. These checklists encourage individuals to evaluate their actions and thoughts against their moral and ethical beliefs.
It also resembles a Feedback Form, but in this case, it's self-administered. Just as feedback forms collect critical input on performance, behaviors, and attitudes, this inventory allows individuals to self-evaluate and seek improvement based on their assessment.
Filling out the Fourth Step Inventory form is a significant step in one’s journey through Alcoholics Anonymous (AA) or any similar recovery program. It requires honesty, introspection, and a commitment to personal growth. Below are some do’s and don’ts to guide you through completing this form effectively and with compassion towards yourself.
Working through the Fourth Step Inventory is a courageous and meaningful step in recovery. Be patient and compassionate with yourself throughout this process, and remember that personal growth takes time. Keep in mind that the goal is not perfection but progress.
Many have misconceptions about the Fourth Step Inventory form used in recovery programs such as Alcoholics Anonymous. Let's clear up some common misunderstandings.
Understanding these points can help make the Fourth Step Inventory a more effective tool for personal growth and recovery.
The Fourth Step Inventory form is an essential tool used within the Alcoholics Anonymous framework for personal growth, designed to help individuals conduct a moral inventory of their defects and assets. Here are five key takeaways to consider when utilizing this form:
Understanding the purpose of the inventory is critical: It is not meant to be an exercise in self-flagellation. The intention behind filling out the Fourth Step Inventory form is to facilitate a balanced self-assessment, encouraging individuals to acknowledge both their strengths and weaknesses. This approach helps to foster self-compassion and a more nuanced self-awareness.
Preparation is key. Before beginning the written portion of the Fourth Step, individuals are advised to read specific sections of the Big Book and the Twelve Steps and Twelve Traditions. This reading provides valuable context and guidance, ensuring that the inventory process is approached with the appropriate mindset and understanding.
The inventory focuses on current character, not past behaviors. It's important to distinguish between who you are now and who you were in the past, particularly during periods of drinking and drug use. This distinction encourages personal responsibility while also acknowledging the potential for growth and change.
Patience is necessary for character defects to be addressed. Completing the Fifth Step does not immediately eliminate character flaws; this process requires ongoing work through the Sixth, Seventh, and Tenth Steps. Recognizing and accepting this aspect of the journey can help manage expectations and foster perseverance.
Prioritization enhances effectiveness. While it may be tempting to list numerous flaws, focusing on the most impactful ones—the 20% that cause 80% of the trouble—can lead to more meaningful personal development. This approach prevents overwhelm and directs energy toward making significant, positive changes.
In summary, the Fourth Step Inventory form is a tool for deep personal reflection, designed to enhance self-awareness and facilitate growth. By approaching this process with preparation, honesty, patience, and a focus on current behavior and prioritization, individuals can make substantial progress in their recovery journey.
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