The DA Form 2166-9-1, also known as the NCO Evaluation Report (SGT), is an essential document within the United States Army's evaluation reporting system, as outlined in AR 623-3 and DA PAM 623-3, with the direct oversight of the Deputy Chief of Staff, G-1. This form serves a critical role in assessing the performance and potential of non-commissioned officers (NCOs), encompassing administrative data, duty description, performance evaluation, and professional attributes and competencies. For those looking to complete or submit a DA Form 2166-9-1, ensure you understand each section's requirements and expectations by clicking the button below.
Understanding the DA Form 2166-9-1, specifically designed for the evaluation of noncommissioned officers (NCOs) within the United States Army, provides invaluable insight into the structured process of assessing an individual's performance, leadership potential, and overall contribution to the Army's mission. Essential for sergeants, this form serves as a critical tool in the career development and management of Army personnel, encapsulating a comprehensive review from administrative data to detailed performance evaluation. It intricately details every aspect of an NCO's duty performance, including adherence to Army values, leadership competencies, and measurable achievements. Furthermore, the form outlines the responsibilities of both the rater and the senior rater, ensuring a transparent and objective evaluation process. Through its structured sections, from authentication and duty description to a nuanced performance and potential evaluation, the DA Form 2166-9-1 plays a pivotal role in fostering a culture of excellence and accountability within the Army, contributing to the identification and development of future Army leaders.
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NCO EVALUATION REPORT (SGT)
For use of this form, see AR 623-3 and DA PAM 623-3;; the proponent agency is DCS, G-1.
SEE PRIVACY ACT STATEMENT
IN AR 623-3
PART I - ADMINISTRATIVE DATA
a.NAME (Last, First, Middle Initial)
b. SSN (or DOD ID No.)
c. RANK
d. DATE OF RANK
e. PMOSC
f. UNIT, ORG, STATION, ZIP CODE OR APO, MAJOR COMMAND
g. STATUS CODE
h. UIC
i. REASON FOR SUBMISSION
j. PERIOD COVERED
FROMTHRU
YEAR MONTH DAY
k.RATED MONTHS
l.NONRATED CODES
m. NO OF ENCLOSURES
n. RATED NCO'S EMAIL ADDRESS (.gov or .mil)
PART II - AUTHENTICATION
a1. NAME OF RATER (Last, First, Middle Initial)
a2. SSN (or DOD ID No.)
a3. RATER'S SIGNATURE
a4. DATE (YYYYMMDD)
a5. RANK
PMOSC/BRANCH
ORGANIZATION
DUTY ASSIGNMENT
a6. RATER'S EMAIL ADDRESS (.gov or .mil)
b1. NAME OF SENIOR RATER (Last, First, Middle Initial)
b2. SSN (or DOD ID No.)
b3. SENIOR RATER'S SIGNATURE
b4. DATE (YYYYMMDD)
b5. RANK
b6. SENIOR RATER'S EMAIL ADDRESS (.gov or .mil)
c1. SUPPLEMENTARY
c2. NAME OF SUPPLEMENTARY REVIEWER
c3. RANK
PMOSC/
REVIEW REQUIRED?
(Last, First, Middle Initial)
BRANCH
YES
NO
c4. COMMENTS
c5. SUPPLEMENTARY REVIEWER'S SIGNATURE
c6. DATE(YYYYMMDD)
c7. SUPPLEMENTARY REVIEWER'S EMAIL ADDRESS
ENCLOSED?
(.gov or .mil)
RATED NCO: I understand my signature does not constitute agreement or disagreement with the assessments of the rater and senior rater. I further understand my signature verifies that the administrative data in Part I, the rating officials and counseling dates in Part II, the duty description in Part III, and the APFT and height/weight entries in Part IVa and IVb are correct. I have seen the completed report. I am aware of the appeals process of AR 623-3.
d1. COUNSELING DATES INITIAL
LATER
d2. RATED NCO'S SIGNATURE
d3. DATE (YYYYMMDD)
PART III - DUTY DESCRIPTION (Rater)
a. PRINCIPAL DUTY TITLE
b. DUTY MOSC
c.DAILY DUTIES AND SCOPE (To include, as appropriate, people, equipment, facilities, and dollars)
d.AREAS OF SPECIAL EMPHASIS
e.APPOINTED DUTIES
PART IV - PERFORMANCE EVALUATION, PROFESSIONALISM, ATTRIBUTES, AND COMPETENCIES (Rater)
a. APFT Pass/Fail/Profile:
Date:
b. Height:
Weight:
Within Standard?
(Comments required for "Failed" APFT, "No" APFT, or "Profile" when it precludes performance of duty, and "No" for Army Weight Standards.) Reset Item a. APFT/Pass/Fail/Profile
c.CHARACTER: (Include bullet comments addressing Rated NCO's performance as it relates to adherence to Army Values, Empathy, Warrior Ethos/Service Ethos, and Discipline. Fully supports SHARP, EO, and EEO.)
MET
DID NOT MEET
STANDARD
COMMENTS:
DA FORM 2166-9-1, NOV 2015
Page 1 of 2
APD LC v1.00ES
RATED NCO'S NAME (Last, First, Middle Initial)
SSN (or DOD ID No.)
THRU DATE
d. PRESENCE: (Military and professional
bearing, Fitness, Confidence, Resilience.)
e. INTELLECT: (Mental agility, Sound judgment, COMMENTS:
Innovation, Interpersonal tact, Expertise.)
f. LEADS: (Leads others, Builds trust, Extends COMMENTS:
influence beyond the chain of command, Leads by
example Communicates.)
g. DEVELOPS: (Creates a positive command/ COMMENTS:
workplace environment, Fosters esprit de corps,
Prepares self, Develops others, Stewards the
profession.)
h. ACHIEVES: (Gets results.)
RATER OVERALL PERFORMANCE
i. I currently rate
NCOs in this grade.
PART V - SENIOR RATER OVERALL POTENTIAL
a. Select one box representing Rated
b. COMMENTS:
NCO’s potential compared to others in the
same grade whom you have rated in your
career. I currently senior rate
MOST QUALIFIED
HIGHLY QUALIFIED
QUALIFIED
NOT QUALIFIED
c. List two successive assignments and one broadening assignment (3-5 years).
Successive Assignment:
1)
2)
Broadening Assignment:
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APD PE v1.00ES
When tasked with completing the DA Form 2166-9-1, NCO Evaluation Report (SGT), it's important to provide accurate and comprehensive information to reflect the assessed non-commissioned officer's performance and potential accurately. This form plays a vital role in career development, providing a structured evaluation for sergeants by their superiors. Each section must be filled out with attention to detail to ensure a fair and beneficial assessment.
The completed DA Form 2166-9-1 provides a comprehensive overview of the NCO's performance, potential, and future career pathing. Accuracy and honesty are crucial throughout the process to ensure the integrity of the evaluation and the continued development of capable leaders.
What is the DA Form 2166-9-1 used for?
The DA Form 2166-9-1, known as the NCO Evaluation Report (SGT), is used in the US Army for evaluating the performance of its non-commissioned officers (NCOs) at the rank of Sergeant. It records an NCO's administrative data, duties and responsibilities, and an assessment of their performance against Army standards. The form helps in guiding career development and decisions relating to promotions, assignments, and other personnel actions.
Who fills out the DA Form 2166-9-1?
This form is completed by several individuals throughout the evaluation process. The rated NCO provides certain personal and administrative information. The rater, typically the NCO's direct supervisor, fills out the majority of the form, assessing the NCO's performance. A senior rater, who is in the NCO's chain of command but in a higher position than the rater, completes the evaluation regarding the NCO's potential. If necessary, a supplementary reviewer may also be involved to provide an impartial review of the evaluation.
What happens if an NCO disagrees with the evaluation?
Although the NCO's signature on the DA Form 2166-9-1 verifies that the administrative data and rating officials listed are correct and acknowledges having seen the completed report, it doesn't necessarily mean agreement with the content. If an NCO disagrees with their evaluation, they are informed about the appeals process governed by AR 623-3, which outlines steps that they can take to formally contest the evaluation's findings.
Are there any specific deadlines for submitting the DA Form 2166-9-1?
Yes, timing is critical in the evaluation process. The DA Form 2166-9-1 must be submitted following the schedule outlined in AR 623-3 and DA PAM 623-3. These regulations set specific deadlines for counseling, completing, and submitting the evaluation forms. Failure to adhere to these deadlines can negatively impact an NCO's career progression.
How does the DA Form 2166-9-1 impact an NCO's career?
The DA Form 2166-9-1 plays a crucial role in an NCO's career development and progression. It provides a structured assessment of an NCO's performance and potential, impacting decisions on promotions, assignments, and professional development opportunities. High marks can lead to faster promotions and coveted assignments, while poor evaluations may stall or even regress a career.
Where can one find detailed instructions for completing the DA Form 2166-9-1?
Detailed instructions for completing the DA Form 2166-9-1 are found in AR 623-3 and DA PAM 623-3. These documents provide comprehensive guidance on the objectives of the evaluation, the responsibilities of the rating officials, and step-by-step instructions for filling out the form. These resources are essential to ensure the evaluation is completed accurately and fairly.
Filling out the DA Form 2166-9-1, which is the NCO Evaluation Report for sergeants, can sometimes be confusing. This form plays a crucial role in documenting and evaluating the performance and potential of noncommissioned officers. However, a few common mistakes are often made during the completion process. Understanding and avoiding these errors can help ensure accurate and fair evaluations.
Incorrect personal information: Entering incorrect administrative data such as name, SSN or DOD ID No., rank, and unit information is a common mistake. This error can lead to issues in properly tracking and recording the evaluation in the service member's record.
Overlooking the counseling dates: Part II of the form requires documentation of counseling dates. Sometimes, these dates are not accurately recorded or are completely missed. Regular counseling is crucial for NCO development, and accurate documentation in this section is essential.
Incomplete duty and performance descriptions: The sections that require detailing the NCO’s duties and performance often receive less attention than they should. Failing to provide a comprehensive description of the NCO’s responsibilities, as well as lacking specifics in performance evaluation, can impact the fairness and effectiveness of the review.
Misjudging the rating scale: Misunderstanding how to use the rating scale in Part IV for evaluating performance, attributes, and competencies is another common oversight. This can result in inconsistent evaluations that don’t accurately reflect the NCO's performance and capabilities.
To minimize these errors, it’s recommended to review the instructions provided in AR 623-3 and DA PAM 623-3 carefully and double-check all entries for accuracy before submission. Utilizing resources and seeking clarification when needed can also contribute to a smooth and error-free evaluation process.
When completing the DA Form 2166-9-1, the NCO Evaluation Report (SGT), it's common for individuals to accompany this form with several other documents. These additional forms play crucial roles in providing a comprehensive view of the individual's performance, qualifications, and administrative data to ensure a thorough evaluation process.
Together, these forms and documents create a comprehensive framework for evaluating the performance and potential of NCOs within the Army. They ensure that evaluations are thorough, fair, and reflective of the individual's achievements and abilities. When preparing the DA Form 2166-9-1, including relevant additional forms and documents can significantly enhance the assessment's accuracy and usefulness for career development decisions.
Officer Evaluation Report (OER): Similar to the DA Form 2166-9-1 which is used for enlisted soldiers, the Officer Evaluation Report serves for evaluating officers' performance and potential. Both forms are part of the Army's Performance Evaluation System, structured to assess the professional development, duty performance, and potential for future service in greater responsibility roles. While the DA Form 2166-9-1 focuses on Non-Commissioned Officers (NCOs), the OER targets commissioned officers, yet the purpose of facilitating career development and assignments aligns closely between them.
Enlisted Record Brief (ERB): Although not a direct performance evaluation form like DA Form 2166-9-1, the ERB provides a summary of an enlisted soldier's career, including personal and professional information such as training, awards, and qualifications. The similarity lies in the fact that both documents play crucial roles in career progression and assignment decisions by offering a comprehensive view of the soldier's service record and performance achievements.
Air Force Enlisted Performance Report (EPR): The Air Force’s version of the army’s evaluation report focuses on enlisted members, evaluating their performance based on job responsibilities, professional competence, leadership qualities, and overall contribution. Similar to the DA Form 2166-9-1, the EPR is essential for promotion considerations, professional development, and other personnel decisions within the Air Force.
Naval Fitness Report (FITREP): The Navy uses the Fitness Report for both officers and enlisted evaluation, making it relevant to the performance assessment aspect of the DA Form 2166-9-1. These reports highlight the individual's achievements, responsibilities, and potential for future roles. Despite the service-specific differences, both the FITREP and DA Form are integral to career progression and professional development within their respective branches.
Marine Corps Fitness Report (FITREP): Similar to the Naval FITREP and the DA Form 2166-9-1, the Marine Corps Fitness Report assesses a Marine's performance, duty efficiency, and fitness for service. It's a critical component in the promotion and assignment process, aimed at maintaining a comprehensive record of service and accomplishments that guide leadership decisions regarding a Marine’s career trajectory.
Civilian Performance Appraisal: While not a military document, civilian performance appraisals share a common goal with DA Form 2166-9-1: evaluating job performance and potential for future growth. In civilian organizations, these appraisals determine promotions, pay raises, and development needs, similar to how the Army uses the DA Form 2166-9-1 and related evaluation forms to manage careers, assignments, and professional development of its personnel.
When completing the DA 2166-9-1 form, also known as the NCO Evaluation Report (SGT), it's important to be precise and diligent. Here are some essential dos and don'ts to keep in mind:
There are several misconceptions surrounding the DA Form 2166-9-1, the NCO Evaluation Report (SGT), which is crucial for assessing non-commissioned officers (NCOs) in the U.S. Army. Understanding these misconceptions is key to properly leveraging the form for evaluations.
It’s only about tracking performance. While performance evaluation is a significant component of the DA Form 2166-9-1, this perspective overlooks its role in professional development. The form not only records an NCO's performance but also identifies areas for improvement and growth, fostering a more capable and adaptable force.
Any soldier can complete the form. In reality, the form is specifically designed to be completed by the NCO's rater, senior rater, and supplementary reviewer, each playing distinct roles in the evaluation process. This structured approach ensures a comprehensive evaluation from multiple leadership perspectives.
Physical fitness is the primary focus. Although physical fitness is an important aspect of the evaluation, with specific sections dedicated to the Army Physical Fitness Test (APFT) results and adherence to weight standards, it is just one of many areas assessed. Leadership skills, professional attributes, and job-specific competencies are also critical components of the overall evaluation.
Signing the form indicates agreement with its contents. Soldiers often believe that their signature signifies agreement with the evaluation. However, the purpose of the rated NCO's signature is actually to acknowledge that they have seen the report and that the administrative data is correct. This signature does not necessarily indicate agreement with the rater's and senior rater's assessments.
The form is used solely for annual evaluations. While annual evaluations are common, the DA Form 2166-9-1 can also be used for other purposes, such as documenting changes in duty position, assessing performance over a special period, or providing interim feedback. This flexibility ensures that NCOs receive timely and relevant feedback, supporting continuous improvement.
Clearing up these misconceptions is crucial for the effective use of the DA Form 2166-9-1 in evaluating and developing NCOs within the U.S. Army. Proper understanding and application of this form play a vital role in career progression and overall force readiness.
When completing the DA Form 2166-9-1, which is the NCO Evaluation Report (SGT), it's essential to be detail-oriented and understand the key requirements. Here's a guiding list of takeaways to navigate through the form efficiently:
The form is used in conjunction with AR 623-3 and DA PAM 623-3, where the proponent agency is DCS, G-1. This ensures compliance with evaluation report procedures and standards.
Part I covers administrative data, including personal information about the rated NCO and the reporting period. Accuracy in this section ensures proper identification and record-keeping.
Signatures are crucial. The rated NCO’s acknowledgment does not indicate agreement or dissent with the contents but confirms the accuracy of the administrative data, rating officials, counseling dates, duty description, and APFT/height/weight entries.
Counseling dates in Part II underscore the importance of ongoing communication between the rater and the rated NCO. It's pivotal for developmental purposes.
The duty description in Part III should be comprehensive, including principal duty title, scope of duties, appointed duties, and areas of special emphasis. This paints a clear picture of responsibilities.
Performance evaluation in Part IV assesses professionalism, attributes, and competencies across various standards. Comments are required for detailed assessment.
The evaluation must address whether the NCO meets physical fitness standards and Army weight standards, providing clear evidence of the NCO’s physical readiness.
Assessment areas include character, presence, intellect, leadership skills, development of others, and achievement of results, highlighting a holistic view of the NCO’s capabilities.
Part V offers the senior rater an opportunity to evaluate the NCO’s overall potential and recommend future assignments, helping guide career development.
The Privacy Act Statement in AR 623-3 emphasizes the confidentiality and proper handling of personal data throughout the evaluation process.
Raters and senior raters are encouraged to provide honest, constructive feedback that can significantly impact the NCO's career development and the organizational success.
Properly filling out and understanding the DA Form 2166-9-1 ensures an accurate and comprehensive evaluation of the NCO's performance and potential, paving the way for their professional growth and development within the Army.
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