The 508 Form from NC DWI Services is a critical compliance document used by providers within the North Carolina Division of Mental Health, Developmental Disabilities, and Substance Abuse Services. It assesses and verifies system compliance for assessments and certificates of completion related to DWI (Driving While Impaired) services. Individuals or facilities providing these services must meticulously document areas of compliance or non-compliance, ensuring that any issues are addressed through a Plan of Correction as mandated by division policies.
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The 508 Form from North Carolina DWI Services represents a critical component in the monitoring and management of Driving While Impaired (DWI) offenses within the state's mental health, developmental disabilities, and substance abuse services. This detailed document, part of the 2010-2011 DWI Monitoring Tool, outlines the mandatory criteria and procedures for assessing individuals charged with or convicted of DWI offences. Areas covered include staff credentials and approvals for assessment providers, clinical assessment standards including the requirement for a DSM-IV diagnosis, and the procedures for documenting and submitting a Certificate of Completion using the e508 system. The form also addresses assessments specific to Driving While License Revoked (DWLR) cases, emphasizing the need for a diagnosis based on clinical assessment and subsequent referral to treatment. With sections detailing compliance standards, evidence of proper diagnostic procedures, and the management of the e508 system for certification completion, the form is designed to ensure providers adhere to Division Policy ACC002 and the Office of DWI Services' directives. Signatures from providers acknowledge findings and any resulting plans of correction, underscoring the form's role in maintaining service quality and accountability within North Carolina's DWI assessment and treatment framework.
NC DIVISION OF MH/DD/SAS
2010-2011 DWI MONITORING TOOL 2 – ASSESSMENT/E508 SYSTEM
Areas deemed not met are documented on the Review Findings and Exit Form. Forms are signed by the Provider indicating acknowledge of findings that result in Plan(s) of Correction as required by Division Policy ACC002 and the Office of DWI Services.
PROVIDER/FACILITY NAME:
PROVIDER CODE:
CLIENT NAME:
RECORD #:
ASSESSMENT DATE:
CONTROL #:
SYSTEM COMPLIANCE FOR ASSESSMENT/CERTIFICATE OF COMPLETION
0 = NOT MET; 1 = MET; 9 = NOT APPLICABLE
RATING
Check √ if this is a Driving While License Revoked (DWLR) Assessment □
SECTION I: STAFF CREDENTIALS/APPROVALS – ASSESEMENT PROVIDERS
In accordance with 10A NCAC 27G.0104
1. Staff is qualified to complete assessments as verified by NCSAPPB.
1.
SECTION II: CLINICAL ASSESSMENT
2. Evidence of DSM-IV diagnosis is present as determined by clinical assessment.
DSM IV Codes: Alcohol Dependence 303.90:
_____
Alcohol Abuse 305.00:
Other: Indicate Disorder or Code: _____
ADETs: No Diagnosis
NOTE: FOR DWLR ASSESSEENTS: Enter “9” and complete Section IV.
3.Evidence of ASAM Patient Criteria is present as determined by clinical assessment.
4.Client Signature is present indicating they were given an updated list of all DWI Providers within their service area.
5.The client signature is present on the Consent Form for Release of Information and includes the various agencies for communicating and reporting findings. (10A NCAC 27G .3807 (d).
2.
3.
4.
5.
SECTION III: DOCUMENTATION: CERTIFICATE OF COMPLETION – e508 SYSTEM
In accordance with Division Policy 0108 eff. 2/1/2008 and Division Policy 1207 eff. 12/1/2007
6.There is evidence that Certificate of Completion was submitted within two (2) weeks of the assessment date.
Assessment Date:_____________ Date Sent to State Office: ____________
7.There is evidence that the provider has managed the e508 system to ensure every step of the process has been completed for the assessment. (Exceptions Noted).
8.The provider has made efforts to resolve holds/rejects within the e508 system that are associated with this client record. (Exceptions Noted).
6.
7.
8.
2010-2011 DWI Monitoring Tool 2
Page 1
9.Certificate of Completion Form which indicates date sent to State Office has been signed by professional staff and placed within client file. (Date Sent to State Office does not indicate <blank>).
9.
SECTION IV: DRIVING WHILE LICENSE REVOKED – DWLR
In accordance with Statutory Reference G.S. 20-28
10.Diagnosis was based on clinical assessment that indicates:
a.Early Full Remission _____
b.Sustained Remission _____
c. Partial Remission
d. Other:
11.Client was referred to treatment based on diagnosis of partial remission.
OVERALL
10.
a.
b.
c.
d.
11.
COMMENTS: (Use Additional Comments Sheet as needed)
Findings require corrective actions: (Circle) YES
NO
Auditor Instructions
Use Comments section to indicate areas of noncompliance that result in a Plan of
Correction (POC) and provide details to support findings
Reviewer Signature:
Date:
Page 2
ADDITIONAL COMMENTS
_________________________________________________________________________________________________________
Page 3
Page 4
Filling out the 508 Form from NC DWI Services is an important step in ensuring proper documentation and compliance with North Carolina's Division of Mental Health, Developmental Disabilities, and Substance Abuse Services (MH/DD/SAS) for individuals undergoing assessment for driving while impaired (DWI). This form helps in documenting the assessment process, ensuring the provider's compliance with state regulations, and facilitating communication between the provider and the state office. Here are the steps to properly complete the form:
Once filled, the form serves as a crucial document in the continuum of care for DWI clients, ensuring accountability and compliance with state regulations. It's also a key component in facilitating communication between providers and the DWI Services office, contributing to the overall efficacy of DWI assessments and treatments.
What is the 508 Form NC DWI Services?
The 508 Form from NC DWI Services is a critical documentation tool used by providers and facilities within North Carolina. It plays a paramount role in the assessment and monitoring process for individuals undergoing treatment or education for driving while impaired (DWI) offenses. This form includes sections on staff credentials, clinical assessments, documentation, and, if applicable, Driving While License Revoked (DWLR) assessments. Its completion and accurate management ensure compliance with state regulations and policies, facilitating thorough and standardized evaluations of individuals' needs and progress.
Who is required to complete the 508 Form?
Providers that are licensed and approved by the North Carolina Substance Abuse Professional Practice Board (NCSAPPB) to conduct assessments and treatments for DWI offenders are required to fill out the 508 Form. These providers must have the necessary qualifications to perform clinical assessments, determine diagnoses, and recommend treatment plans, as outlined by NC Division of Mental Health, Developmental Disabilities, and Substance Abuse Services (MH/DD/SAS) policies.
What is the significance of the System Compliance Ratings on the form?
The System Compliance Ratings, indicated by the numbers 0, 1, and 9 on the form, serve as a critical assessment tool to gauge the extent of compliance with the division's standards for DWI assessments and treatments. A rating of "0" signifies non-compliance, "1" signifies compliance, and "9" is used when a particular criterion is not applicable. These ratings allow for a consistent and objective evaluation process, ensuring that all necessary procedures and documentation standards are met by the provider.
How does a DWLR Assessment differ from other assessments on this form?
A Driving While License Revoked (DWLR) Assessment is specifically tailored for individuals who have had their driving privileges revoked due to non-DWI related offenses but require evaluation as part of their process to regain their license. Unlike standard DWI assessments which focus on substance abuse and dependence diagnosis, the DWLR assessment might not always require a substance abuse diagnosis unless clinically necessary. However, it still demands a thorough evaluation to understand the individual’s history and current situation before making any recommendations.
What happens if areas are deemed not met on the 508 Form?
If certain areas on the 508 Form are marked as "not met," this triggers a documentation process where the findings are detailed on the Review Findings and Exit Form. The provider then acknowledges these findings by signing the form, which may lead to the development of a Plan of Correction, as required by Division Policy ACC002 and the Office of DWI Services. This corrective action plan outlines steps the provider must take to address and rectify the deficiencies noted during the assessment or documentation process, ensuring compliance and improving service quality.
What is the importance of the Certificate of Completion in the 508 Form?
The Certificate of Completion section is an essential part of the 508 Form, demonstrating that an individual has successfully completed the DWI assessment or treatment plan as required. This certificate must be submitted within two weeks of the assessment date, confirming that the provider has managed and completed every step of the e508 system process efficiently. It serves as a critical document for state offices, facilitates communication between various agencies, and plays a vital role in the individual's process toward license reinstatement or fulfilling court-mandated treatment obligations.
When completing the 508 Form from NC DWI Services, applicants often make several mistakes. Being aware of these common errors can improve the completion process and compliance with the requirements.
Skipping credentials section: Many overlook verifying that the staff completing the assessments are qualified as verified by NCSAPPB, leading to potential non-compliance issues.
Incorrect or missing DSM-IV diagnosis: Failing to provide a clear DSM-IV diagnosis code can result in incomplete assessment documentation, impacting the follow-up and treatment process.
Omitting ASAM Patient Criteria: Neglecting to include evidence of ASAM Patient Criteria based on clinical assessment can result in an inaccurate understanding of the client's needs.
Client signatures missing: Forgetting to have the client sign the updated list of DWI Providers and Consent Form for Release of Information leaves the assessment and its distribution non-compliant.
Delay in Certificate of Completion submission: Certificates must be submitted within two weeks of the assessment date, and delays can affect the client's legal situation and compliance status.
Failure to manage e508 system correctly: Not managing the e508 system effectively to ensure all assessment steps are completed can disrupt the entire assessment process.
Not resolving holds or rejects promptly: Failing to quickly address holds or rejects within the e508 system associated with the client's record can delay the processing and reporting of assessments.
Forgetting to document efforts within the client file: Failure to sign and date the Certificate of Completion Form and place it within the client’s file risks non-compliance and may hinder the client's progress.
By avoiding these common mistakes, the accuracy and efficiency of the DWI assessment process can be significantly improved, benefiting both providers and clients.
When dealing with the complexities surrounding the process of managing and documenting DWI (Driving While Impaired) assessments and treatments, several forms and documents complement the 508 Form from NC DWI Services. These documents play a crucial role in ensuring that the assessment, treatment, and follow-up processes are carried out efficiently and in compliance with the state's requirements. Here's a brief overview of some of these essential documents.
Together, these documents form a comprehensive framework to not only assess and address the issues related to DWI offenses but also to monitor and document the entire process meticulously. They play significant roles in ensuring the system's integrity, the accountability of service providers, and the effective management of DWI cases, ultimately aiding in the rehabilitation of individuals and the safeguarding of public safety.
The Substance Abuse Professional (SAP) Evaluation Report is quite similar to the 508 Form from NC DWI Services. Both documents require a professional assessment to determine the level of substance abuse and make recommendations based on clinical assessments. They are critical in the process of identifying the necessary treatments or education programs for individuals charged with DWI (Driving While Impaired) or related offenses.
The Driver Risk Inventory (DRI) shares similarities with the 508 Form, as both are utilized in assessing the risk levels and behavioral patterns of individuals involved in DWI cases. These assessments help in determining the appropriate interventions, focusing on areas such as substance dependency and the likelihood of reoffense.
The Treatment Plan Form used in substance abuse programs compares to the 508 Form in its function of outlining a course of action based on an individual’s diagnosis and assessment results. Both documents are integral in establishing a structured approach for addressing substance misuse and ensuring compliance with stated goals and objectives.
Release of Information (ROI) Consent Form has parallels with the section in the 508 Form that requires client consent for the release of information. This consent is crucial for facilitating communication between treatment providers, legal entities, and regulatory bodies, ensuring that relevant parties have access to necessary information for monitoring compliance and progress.
The Certificate of Completion issued at the end of a DWI educational or treatment program is akin to parts of the 508 Form that document the fulfillment of assessment, treatment, or educational requirements imposed by the court or state agencies. This certificate is vital for the individuals involved as it serves as evidence of completing mandated interventions successfully.
When completing the 508 Form from NC DWI Services, it's crucial to ensure accuracy, completeness, and timeliness. Here are guidelines of things you should and shouldn't do:
Adhering to these do's and don'ts can significantly streamline the process of filling out the 508 Form from NC DWI Services, ensuring compliance with all required standards and facilitating better client outcomes.
When it comes to understanding the intricacies of the 508 Form from North Carolina DWI Services, several misconceptions often emerge. These misunderstandings can complicate the process for both providers and clients navigating the aftermath of a DWI charge. Here, we aim to clarify some of the most common misconceptions.
The 508 Form is the same as an assessment. It's important to note that the 508 Form refers to documentation related to the assessment process, specifically the certificate of completion. It is not an assessment itself but a part of the documentation that supports the assessment process.
Only mental health professionals can complete the 508 Form. While the form requires information on clinical assessments and staff credentials, it specifies that staff qualified by the NCSAPPB (North Carolina Substance Abuse Professional Practice Board) can complete assessments. This includes a broader range of professionals than just mental health clinicians.
The 508 Form is only for alcohol-related DWI. The form includes sections that cover a variety of substance use diagnoses, not just alcohol dependence or abuse. It's designed to be comprehensive in addressing any substance that contributed to the DWI offense.
Submission of the 508 Form is optional. Submission of Certificate of Completion evidenced by the 508 Form is a required part of the process within a specified timeframe - two weeks from the assessment date. This is a vital compliance step that cannot be overlooked.
Providers can delay addressing e508 system holds/rejects. The form explicitly mentions that providers should make efforts to resolve any holds or rejects within the e508 system that are associated with a client's record. Timely resolution is necessary for compliance and progresses the case towards completion.
Client signatures are not necessary. On the contrary, specific sections within the form highlight the necessity of obtaining client signatures, demonstrating their understanding or consent regarding the DWI Services system and the release of information.
The 508 Form applies to first-time DWI offenders only. The form includes considerations for various scenarios, including those with a diagnosis potentially indicating a history of substance abuse issues, suggesting it's applicable beyond first-time offenses.
Diagnosis codes are optional. The form requires evidence of a DSM-IV diagnosis, underscoring the importance of a clinical assessment and proper diagnosis in the DWI process, making it clear that this step is not optional.
Any provider can sign off on the 508 Form. The form must be signed by professional staff within the client's file, indicating a degree of responsibility and authority. Not every staff member at a facility may be qualified to do so.
The form is only administrative paperwork. While it may seem like a bureaucratic requirement, the 508 Form plays a crucial role in ensuring proper assessment, treatment, and monitoring of DWI offenders, aiming to reduce recidivism and promote public safety.
By dispelling these misconceptions, we can foster a better understanding of the 508 Form from the NC DWI Services and its importance in the DWI assessment and treatment process. Compliance with this form is not just about following regulations; it's a step towards ensuring that individuals who have been charged with a DWI receive the appropriate support and interventions needed to address substance use issues and prevent future offenses.
When filling out and using the 508 Form from NC DWI Services, several key takeaways are essential for providers to understand and implement effectively:
Understanding these key points ensures that providers can navigate the 508 Form and the associated processes more efficiently, contributing to effective case management and compliance with North Carolina's DWI service requirements.
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